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Jonathan Katz
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211	March 9, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 13:03:42 Self-regulatory organization U.S. Securities and Exchange Commission Law Securities Exchange Act Economy of the United States Regulation Public administration NASDAQ Financial Industry Regulatory Authority United States securities law Financial regulation United States Securities and Exchange Commission
212	March 8, 2005 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:12:25 Investment United States Securities and Exchange Commission Stock market United States securities law TD Ameritrade Regulation NMS U.S. Securities and Exchange Commission Electronic communication network Market data Financial economics Finance Financial markets
213	March 24, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-05 14:52:58 Finance Institutional investors Collective investment schemes Soft dollar Financial adviser Mutual fund scandal Mutual fund Pension Hedge fund Financial economics Investment Financial services
214	June 16, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-17 12:31:00 Bowling Financial economics Securities market American Machine and Foundry U.S. Securities and Exchange Commission Settlement Money Straight-through processing Same-day affirmation Finance Securities Business
215	April 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-19 09:19:37 Finance Payment for order flow Boston Options Exchange Internalization Market maker Best execution Futures contract Order Stock market Financial economics Financial markets Investment
216	STOCK & OPTIONS VIA OVERNIGHT DELIVERY March 8,2005 Mr. Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-14 13:59:32 Corporate governance Auditing Administrative law Business Self-regulatory organization Securities Exchange Act U.S. Securities and Exchange Commission Audit committee Public administration United States securities law Financial regulation Law
217	March 8, 2005 VIA ELECTRONIC DELIVERY Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:35:00 Financial system United States securities law Finance Stock market Securities Exchange Act U.S. Securities and Exchange Commission Commodity Futures Trading Commission Regulation Securities and Exchange Commission Financial regulation Self-regulatory organizations Financial economics
218	Investments- FideIiw December 19,2003 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-12-31 07:42:31 Financial services Funds Collective investment schemes Institutional investors Mutual fund U.S. Securities and Exchange Commission Fund of funds Hedge fund Exchange-traded fund Financial economics Investment Finance
219	VIA FEDERAL EXPRESS AND ELECTRONIC MAIL February 18, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-23 15:24:57 Investment Finance Greenshoe Initial public offering Citigroup U.S. Securities and Exchange Commission Securities Act Naked short selling Securities offering Corporate finance Stock market Financial economics
220	August 12, 2004 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]Re: FACT Act Affiliate Marketing Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-13 13:26:02 Financial economics Credit Electronic commerce Internet marketing Banking Fair Credit Reporting Act Gramm–Leach–Bliley Act Independent Community Bankers of America Opt-out United States federal banking legislation Marketing Business

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